Ethical theories have only local maxima


This is one of those ideas I might turn into a paper sometime in the next decade. The odds increase if I ever return to a philosophy job. I’ve had this idea for a while, but it’s really come to the fore of my mind recently because I’ve been talking to and reading effective altruists a lot and their commitment to (crude) utilitarianism at the exclusion of other doctrines is jarring. Note that this idea is less than half-baked.


There are three prominent dimensions of ethics: deontology (or Kantian ethics), utilitarianism, and virtue ethics. We have evolved the faculties responsible for all three. This suggests that all three are important for survival. Depending on the ethical problem at hand, sometimes one dimension seems intuitively the salient consideration. For example, cost-benefit analysis of whether to expand the bus network or build light rail is an obvious place for utilitarianism. Criminal justice is a mostly Kantian domain. And the ethics of leadership is all about virtue. At other times, all three dimensions seem to bear on the problem at hand. This is where ethicists really get to work.

Unfortunately, I find that a lot of ethical debate in these areas is facile because champions of each dimensions try to present their preferred dimension as the only thing that needs to be considered. Often times this outcome results from the computation- and classification-obsessed analytical philosophy mind always taking things to their logical extremes. I find utilitarians particularly prone to this, for complex reasons that I won’t get into here. Yet it should be an elementary insight drilled into you in your first year of philosophy that there are choice problems where all and none of the three dimensions appears decisive.  

Sen had a good example in his 1999 book Development as Freedom. The choice was who to give some a job (i.e. some money) to. The problem was something like this. One candidate was the poorest but also the happiest. Another was less poor but also very depressed by their downtrodden lot. And a third was part of a marginalized group often excluded from work opportunities, but this individual otherwise had a life that was slightly better than that of candidates A and B. Who do you choose? Even to a utilitarian this should be unclear, because it will depend on whether you think utility is a mental state (e.g. happiness) or about preference-satisfaction. If you’re into rights-based ethics, which mostly come from Kantian perspectives, then you might be inclined to candidate C. In the end, I think you have to go with the deservingness of each individual (a virtue argument). Or your gut! Gut makes total sense to me because ethical precepts are not Platonic axioms embedded in the firmament but attempts to articulate the principles behind feelings that we have.

The logical extremes of any of the three dimensions inevitably give rise, in most people at least, to feelings of things being not quite right. For example, one classic critique of utilitarianism is the suicide lottery, where people are randomly selected by the state to be killed and their organs used for transplants. A net increase in utility but horrifying from a Kantian point of view. Super hero films always play with this tension, confronting protagonists with a horrifying choice between utilitarian and Kantian principles. The heroes typically exercise their virtue ethics to say no to the impossible choice and find a clever or effortful workaround. Avengers endgame was interesting because it showed what happens when you fail. After all, heroes are always pursuing low-odds outcomes, so failures should be common. I can just picture some dense utilitarian saying:


If the odds are too low, you should pick the utilitarian choice. This is dense because some odds are not amenable to frequentist logic i.e. you cannot guess the odds with any precision (Strange takes precisely such an ambiguous punt in handing over the time stone).

I thought that one way to break the facile stalemate of logical extremes in ethics might be to present multi-dimensional ethical theory in a mathematical way. To wit...

Think of the ethical doctrines literally as dimensions: utilitarianism for height, Kantianism for width, and virtue ethics for depth. Now you can represent the ethical space as follows:



If you were to populate this space with points that represent certain problems, like the one from Sen, and then connect these points with a surface, you might end up with something like the following (I should draw something better myself, but I can’t be bothered for this blog post):


Now you can see visually that there are some problems where one dimension is vastly more salient than others. For example, the mountain in the foreground seems to be a utilitarian case. In contrast, the valley in the top left corner of the foreground seems to be a Kantian case. These are the cases from where these ethical principles are distilled in their cleanest form, like Singer’s drowning baby intuition pump. At other points, two principles are equally salient, but a third is missing. These are the stuff of endless debate in ethical philosophy—things like the trolley problem or abortion rights. And then there are points, many points, where all three dimensions are relevant.

 
Now a fool might think that decisions in conflicted areas should be made according to whichever dimension has the highest score. That’s not how math works. Identifying the maxima of a function like y (ethical choice)  = ax + bz + cw involves all of x (Kant), z (utilitarianism), and w (virtue), not just the highest value of one of these variables. We are talking about a surface here—there are three dimensions, not one!

Where this kind of reasoning is most relevant is when thinking about your own goodness in your day to day life. Treat others as you would have them treat you (Kant/Bible) goes a long way. But maybe you actually want someone to treat you/others differently in some cases. Perhaps you’re a hard-working genius and think it would be really good for the world if you were given disproportionate access to resources to do your work (utilitarian logic). You might also think that practicing the Golden Rule is insufficient to make you a good person. Maybe you also need to show some especial loyalty to close friends and colleagues or have some qualities like a sense of humor and practical wisdom (virtue ethics). If you only practice one, I daresay that you will be insufferable. If you want to meet insufferable Kantians, go to church (or read Kant haha). If you want to meet insufferable utilitarians, go to undergraduate philosophy seminars. And if you want to meet insufferable virtue ethicists, do an ethnography of prestigious scholarship recipients (or read Nietzsche's political writings, which are terrible). These communities contain many good people (also many bad people). But some of them go a little bit extreme in their goodness and tip over into something else. 

Dungeons and Dragons and Philosophers, from the fabulous:
https://existentialcomics.com/comic/23


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